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Significant Activist Hedge Fund Activity (Last 7 Days)

2019.07.08 20:16 badpauly Significant Activist Hedge Fund Activity (Last 7 Days)

These are the latest Schedule 13D forms filed by activist investors in the last 7 days. Activist investors are investors that make an investment with the intention of influencing management in some way. There is evidence that following activist investors into investments can generate excess returns. Schedule 13G forms, in contrast, are filed by significant investors with no intention of influencing management (such as Index funds).
There is always a lot of interest in insider trades, but what a lot of people probably don't realize is that hedge fund activity is probably more predictive of future returns than insider activity. The reason is that hedge funds (a) have large research budgets, and (b) have a choice where to put their money. In contract, insiders have no choice where to put their money, but only when to time their transactions.

New Filings

This table lists new 13D filings in the last week. A new filing does not necessarily indicate a new position, as investors frequently accumulate in advance before reaching the filing threshold.
Date Form Company Investor Shares Ownership Change
07‑06 13D HIVE / Aerohive Networks, Inc. Extreme Networks Inc 4,415,566 7.7%
07‑03 13D ACLZ / Accelerize Inc. Dayton Darren 30,793,667 30.9%
07‑03 13D CNFR / Conifer Holdings, Inc. Clarkston Ventures, Llc 1,592,374 16.73% 111.77
07‑03 13D KRTX / Karuna Therapeutics, Inc. Sofinnova Venture Partners X, L.p. 1,729,352 7.4%
07‑02 13D KL / Kirkland Lake Gold Ltd. Sprott Eric 16,802,197 8.0%
07‑02 13D AWSM / Cool Holdings Inc. Diaz Mauricio 1,265,382 13.62%
07‑02 13D USAP / Universal Stainless & Alloy Products, Inc. Privet Fund LP 729,463 8.32%
07‑02 13D PECK / The Peck Company, Inc. Myrick Frederick Jr 703,487 13.5%
07‑02 13D PECK / The Peck Company, Inc. Peck Jeffrey 2,473,564 47.6%
07‑02 13D XDSL / mPhase Technologies, Inc. Smiley Martin S 1,047,281 8.0% 0.00
07‑01 13D MORF / Morphic Holding, Inc. Novo A/S 2,645,446 8.94%
07‑01 13D GMRE / Global Medical REIT, Inc. Zh International Holdings, Ltd. 3,715,611 %
07‑01 13D GMRE / Global Medical REIT, Inc. Zh Usa, Llc 0 %

Amended Filings

This table lists amended filings in the last week, and is useful for monitoring changes in existing investments or when a fund closes a position. I have eliminated all filings with less than a 5% change in ownership.
Date Form Company Investor Shares Ownership Change
07‑08 13D/A NTN / NTN Communications, Inc. Gordon Sean 200,222 7.0% -20.54
07‑05 13D/A FTNW / FTE Networks, Inc. Mcmahon Brian P 713,026 3.49% -80.78
07‑05 13D/A FTNW / FTE Networks, Inc. Sacramone Fred 713,026 3.49% -61.98
07‑03 13D/A AMBR / Amber Road, Inc. Altai Capital Management, L.P. 0 0.0% -100.00
07‑03 13D/A LABL / Multi-Color Corp. Diamond Castle Partners 2014, L.p. 0 0.0% -100.00
07‑03 13D/A ITRI / Itron, Inc. SCOPIA CAPITAL MANAGEMENT LP 2,824,466 7.2% -21.74
07‑03 13D/A SHIP / Seanergy Maritime Holdings Corp. Jelco Delta Holding Corp. 12,625,693 54.6% -21.44
07‑03 13D/A CBRL / Cracker Barrel Old Country Store, Inc. BIGLARI CAPITAL CORP. 2,716,154 11.3% -11.72
07‑03 13D/A HALO / Halozyme Therapeutics, Inc. KIRK RANDAL J 10,544,241 7.2% -13.25
07‑03 13D/A SFLY / Shutterfly, Inc. Okumus Fund Management Ltd. 841,670 2.5% -51.92
07‑03 13D/A PENC / PEN Inc. Berman Ronald J 1,036,312 8.0% 33.33
07‑03 13D/A PENC / PEN Inc. Berman Tom J. 135,319 0.0%
07‑03 13D/A INSW / International Seaways, Inc. PAULSON & CO. INC. 1,459,119 5.0% -12.28
07‑03 13D/A AMBR / Amber Road, Inc. GAMCO INVESTORS, INC. ET AL 0 0.0% -100.00
07‑03 13D/A HIIQ / Health Insurance Innovations, Inc. Kosloske Michael W 2,415,033 17.338% 9.00
07‑03 13D/A ZCOR / Egalet Corp Capital Royalty L.p. 7,023,333 59.5%
07‑02 13D/A ACFN / Acorn Energy, Inc. Loeb Jan H 7,445,521 18.76% 253.30
07‑02 13D/A MGI / MoneyGram International, Inc. THOMAS H. LEE ADVISORS, LLC 23,737,858 38.29% -9.16
07‑02 13D/A AST / Asterias Biotherapeutics, Inc. Broadwood Partners LP 10,157,373 19.2% 9.71
07‑02 13D/A VRML / Vermillion, Inc. Schuler Tino Hans 8,317,269 8.7% 58.18
07‑02 13D/A CRVS / Corvus Pharmaceuticals, Inc. ORBIMED ADVISORS LLC 6,624,928 22.6% 10.41
07‑02 13D/A BFFTF / Biofrontera AG Deutsche Balaton Aktiengesellschaft 12,423,774 27.8% 6.92
07‑02 13D/A LABL / Multi-Color Corp. GAMCO INVESTORS, INC. ET AL 0 0.0% -100.00
07‑02 13D/A HCM / Hutchison China MediTech Limited CK Hutchison Holdings Ltd 340,978,770 51.2% -15.23
07‑02 13D/A TDS / Telephone and Data Systems, Inc. GAMCO INVESTORS, INC. ET AL 2,627,210 2.46% -14.88
07‑02 13D/A CATS / Catasys Inc. Smith David E 1,268,228 7.82% -13.78
07‑02 13D/A DVMT / Dell Technologies Inc. Silver Lake Group, L.L.C. 119,336,038 34.6%
07‑01 13D/A SXCP / SunCoke Energy Partners LP SunCoke Energy, Inc. 28,499,899 100.0% 62.21
07‑01 13D/A DSPG / DSP Group, Inc. Raging Capital Management, LLC 939,722 4.1% -37.88
07‑01 13D/A NCTY / The9 Ltd. Zhu Jun 19,983,530 14.6% -15.12
07‑01 13D/A LABL / Multi-Color Corp. GAMCO INVESTORS, INC. ET AL 760,243 3.7% 12.46
07‑01 13D/A CPL / CPFL Energia S.A. State Grid Corp of China 964,521,902 83.7% -11.71
07‑01 13D/A CETX / Cemtrex, Inc. Zucker Anita G 97,140 4.6% -47.49
07‑01 13D/A IMMU / Immunomedics, Inc. venBio Select Advisor LLC 21,000,000 11.0% 11.11
07‑01 13D/A HOFD / HomeFed Corp. STEINBERG JOSEPH S 0 0.0% -100.00
07‑01 13D/A HOFD / HomeFed Corp. LEUCADIA NATIONAL CORP 100 100.0% 42.86
07‑01 13D/A CSU / Capital Senior Living Corp. Levinson Sam 4,615,921 14.8% 33.33
Source: Fintel.io/activists Fintel.io/hfh
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